Nicholas Brannen
Nicholas Brannen is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Athens, GA, with 20 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
125 W Washington St, Ste 750, Athens, GA, 30601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is a 50% owner of J&B Acquisitions, an entity for non-Northwestern Mutual sales/payroll, dedicating about 10-20% of his time. He may also earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products. Nicholas also owns 33% of NBZ Enterprises LLC, established for business purposes and investment-related, taking about a quarter to half of his time.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
State Registrations32 states
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