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Victoria Cacciamatta

Morgan Stanley
22 Years of Experience
Irvine, CA
1 DisclosureBroker
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Victoria Cacciamatta is a registered investment advisor at Morgan Stanley, based in Irvine, CA, with 22 years of industry experience. Victoria is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

1901 Main Street, Suite 700, Irvine, CA, 92614

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Morgan Stanley
August 2019 - Present · 7 yrs 2 mos
Morgan StanleyBroker
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2009 - September 2019 · 10 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
May 2009 - September 2019 · 10 yrs 4 mos
UBS Financial Services INC.
June 2004 - June 2009 · 5 yrs
UBS Financial Services INC.Broker
June 2004 - June 2009 · 5 yrs
State Registrations11 states
AZCAFLIDKSMANCNVNYVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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