MK
MK
Matthew Kocsis
22 Years of Experience
Spicewood, TX
2 DisclosuresBrokerSells Insurance
Matthew Kocsis is a registered investment advisor, based in Spicewood, TX, with 22 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Spicewood, TX
Get directionsHistory
Regulatory History (2)
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Customer Dispute
January 2013Settled
Customer Dispute
April 2012Settled
Other Business ActivitiesSells Insurance
Matthew is an independent insurance agent for various insurance companies. He is also an advisory representative of a Registered Investment Advisor (RIA) and uses the trade name Baker Wealth Management, dedicating nearly full-time hours to these investment-related activities.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
August 2011 - Present · 15 yrs 2 mos
Cambridge Investment Research, INC.Broker
August 2011 - Present · 15 yrs 2 mos
Previous Registrations
VALIC Financial Advisors, INC.
October 2008 - September 2011 · 2 yrs 11 mos
VALIC Financial Advisors, INC.Broker
October 2008 - September 2011 · 2 yrs 11 mos
Esi Financial Advisors
September 2004 - October 2008 · 4 yrs 1 mo
Equity Services, INC.Broker
June 2004 - October 2008 · 4 yrs 4 mos
State Registrations13 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.