Robert Derochie is a registered investment advisor, based in College Grove, TN, with 22 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold.
Location
College Grove, TN
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Regulatory History (1)
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Customer Dispute
July 2006Settled
Employment History
Current Registrations
First Trust Portfolios L.P.
January 2010 - Present · 16 yrs 9 mos
First Trust Portfolios L.P.Broker
January 2010 - Present · 16 yrs 9 mos
First Trust Advisors LP
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
Stonebridge Advisors LLC
March 2005 - May 2009 · 4 yrs 2 mos
Stonebridge Asset Management,llc
April 2004 - March 2005 · 11 mos
State Registrations3 states
CTILTN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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