Placido Rodriguez is a registered investment advisor, based in Plano, TX, with 19 years of industry experience.
Location
7900 Winrose Ave., Plano, TX, 75024
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Regulatory History (1)
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Customer Dispute
June 2008Denied
Other Business Activities
Placido is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is employment-related.
Employment History
Current Registrations
Vanguard Marketing CorporationBroker
July 2022 - Present · 3 yrs 10 mos
Vanguard Advisers, INC.
July 2022 - Present · 3 yrs 10 mos
Vanguard Marketing Corporation
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
September 2021 - June 2022 · 9 mos
Fidelity Brokerage Services LLCBroker
September 2021 - June 2022 · 9 mos
Avantax Investment Services, INC.Broker
February 2021 - May 2021 · 3 mos
Avantax Advisory Services
February 2021 - May 2021 · 3 mos
Peak American Investment Advisors, INC.
August 2020 - September 2020 · 1 mo
W&s Brokerage Services, INC.Broker
April 2020 - July 2020 · 3 mos
W&s Brokerage Services, INC.
April 2020 - July 2020 · 3 mos
Comerica Securities
June 2017 - March 2020 · 2 yrs 9 mos
Comerica SecuritiesBroker
June 2017 - March 2020 · 2 yrs 9 mos
Advice and Planning Services
May 2012 - March 2017 · 4 yrs 10 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
September 2010 - March 2017 · 6 yrs 6 mos
Allstate Financial Services, LLCBroker
June 2010 - September 2010 · 3 mos
TD Ameritrade, INC.
December 2006 - March 2010 · 3 yrs 3 mos
Amerivest Investment Management, LLC
December 2006 - March 2010 · 3 yrs 3 mos
TD Ameritrade, INC.Broker
December 2006 - March 2010 · 3 yrs 3 mos
Edward Jones
January 2006 - April 2006 · 3 mos
Edward JonesBroker
January 2006 - April 2006 · 3 mos
Chase Investment Services CORP.
July 2005 - January 2006 · 6 mos
Chase Investment Services CORP.Broker
July 2005 - January 2006 · 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 2004 - April 2005 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2004 - April 2005 · 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.