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Tsali Ricketson

21 Years of Experience
Greenwood Village, CO
1 DisclosureBroker

Tsali Ricketson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Greenwood Village, CO, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

6400 S. Fiddlers Green Circle, Plaza One Tower, Suite 1340, Greenwood Village, CO, 80111

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2015
Denied
Other Business Activities

Tsali owns rental real estate since 2016 and is the owner of two support companies, TMG LLC and Wayfinder Financial Services. Tsali spends minimal time on each of these activities.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2017 - Present · 9 yrs 4 mos
Raymond James Financial Services, INC.Broker
February 2017 - Present · 9 yrs 5 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - February 2017 · 7 yrs 8 mos
Morgan Stanley
June 2009 - February 2017 · 7 yrs 8 mos
Citigroup Global Markets INC.Broker
March 2008 - June 2009 · 1 yr 3 mos
Citigroup Global Markets INC.
March 2008 - June 2009 · 1 yr 3 mos
Morgan Stanley & CO., Incorporated
April 2007 - February 2008 · 10 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - February 2008 · 10 mos
Morgan Stanley
July 2004 - April 2007 · 2 yrs 9 mos
Morgan Stanley Dw INC.Broker
June 2004 - April 2007 · 2 yrs 10 mos
State Registrations31 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tsali Ricketson - Financial Advisor | TrueAdvisor