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David Jones

Raymond James Financial Services Advisors, INC
47 Years of Experience
Greenwood Village, CO
1 DisclosureBroker
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David Jones is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Greenwood Village, CO, with 47 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8400 E. Prentice Avenue, Suite 808, Greenwood Village, CO, 80111

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2004
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is an independent contractor and owner of Fortner Cannon Group, a support company. He spends about half his time on this activity, which is a DBA for Raymond James ICD.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
March 2023 - Present · 3 yrs 7 mos
Raymond James Financial Services Advisors, INC
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Raymond James & Associates, INC.
February 2009 - March 2023 · 14 yrs 1 mo
Raymond James & Associates, INC.Broker
January 2009 - March 2023 · 14 yrs 2 mos
UBS Financial Services INC.
January 1999 - February 2009 · 10 yrs 1 mo
UBS Financial Services INC.Broker
February 1992 - February 2009 · 17 yrs
Prudential Securities IncorporatedBroker
July 1984 - April 1992 · 7 yrs 9 mos
Dean Witter Reynolds INC.Broker
January 1979 - August 1984 · 5 yrs 7 mos
State Registrations9 states
AZCACOFLMNNMTXWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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