Thomas Clark
Thomas Clark is a ChFC-designated registered investment advisor at Sowell Management, based in West Des Moines, IA, with 57 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 7 more. Their firm serves 6,624 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Annual fee generally varies up to 2.50% depending on the portfolio size, composition, services rendered, and the specific investment advisor representative. Fees are negotiable.
Fee Estimator
Location
1603 22nd Street, Suite 202, West Des Moines, IA, 50266
Get directionsHistory
Regulatory History (1)
Judgment / Lien
December 2010Other Business ActivitiesSells Insurance
Thomas is a licensed insurance agent and owner of Compensation Designs, LLC, providing employee benefit programs, dedicating about half of his time to this. He also serves as an executor/trustee for a relative's estate and is a senior advisor at Growth Management Group, assisting employers in applying for tax credits.
Employment History
Current Registrations
Sowell Management
Previous Registrations
International Assets Advisory, LLCBroker
Dinosaur Financial Group, L.L.CBroker
Concert Wealth Management
Vsr Advisory Services
Vsr Financial Services, INC.Broker
The Masters, INC.
Cambridge Investment Research, INC.Broker
Successful Resource Management, LTD.
Washington Square Securities, INC.Broker
Vsr Financial Services, INC.Broker
MML Investors Services, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
Blc Equity Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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