Thomas Clark
Thomas Clark is a ChFC-designated registered investment advisor at Sowell Management, based in West Des Moines, IA, with 57 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 6,572 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sowell Management charges an annual fee based on the value of your portfolio. This fee can be up to 2.5% per year, but the exact amount depends on the size and composition of your portfolio, the services you receive, and the specific investment advisor representative you work with. Fees are typically charged in advance, but can also be billed after the fact. The fee may be negotiable.
Location
1603 22nd Street, Suite 202, West Des Moines, IA, 50266
Get directionsHistory
Regulatory History (1)
Judgment / Lien
December 2010Other Business ActivitiesSells Insurance
Thomas is a licensed insurance agent and owner of Compensation Designs, LLC, providing employee benefit programs, dedicating about half of his time to this. He also serves as an executor/trustee for a relative's estate and is a senior advisor at Growth Management Group, assisting employers in applying for tax credits.
Employment History
Current Registrations
Sowell Management
Previous Registrations
International Assets Advisory, LLCBroker
Dinosaur Financial Group, L.L.CBroker
Concert Wealth Management
Vsr Advisory Services
Vsr Financial Services, INC.Broker
The Masters, INC.
Cambridge Investment Research, INC.Broker
Successful Resource Management, LTD.
Washington Square Securities, INC.Broker
Vsr Financial Services, INC.Broker
MML Investors Services, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
Blc Equity Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.