HA
HA
Hillary Ambrose
18 Years of Experience
New Canaan, CT
Broker
Hillary Ambrose is a registered investment advisor at Cetera Investment Advisers LLC, based in New Canaan, CT, with 18 years of industry experience. Hillary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
140 Elm Street, New Canaan, CT, 06840
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Commonwealth Financial Network
March 2025 - October 2025 · 7 mos
Commonwealth Financial NetworkBroker
March 2025 - October 2025 · 7 mos
Alps Distributors, INC.Broker
August 2020 - March 2025 · 4 yrs 7 mos
Locorr Distributors, LLCBroker
January 2017 - July 2020 · 3 yrs 6 mos
Neuberger Berman LLC
May 2007 - December 2015 · 8 yrs 7 mos
Neuberger Berman LLCBroker
July 2006 - December 2015 · 9 yrs 5 mos
UBS Financial Services INC.Broker
January 2006 - August 2006 · 7 mos
State Registrations2 states
CTNJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.