MB
CFP
MB
CFP

Matthew Barnes

20 Years of Experience
Cincinnati, OH
Broker

Matthew Barnes is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Cincinnati, OH, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

8044 MONTGOMERY ROAD, Ste. 10, The Towers at Kenwood, Cincinnati, OH, 45236

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Matthew is a board member for Gamma XI 21, Inc., advising the Delta Tau Delta chapter, and an advisor for the Oasis Golf Club. These activities require minimal time commitment.

Employment History
Current Registrations
UBS Financial Services INC.
August 2014 - Present · 11 yrs 9 mos
UBS Financial Services INC.Broker
August 2014 - Present · 11 yrs 9 mos
UBS Financial Services INC.
August 2014 - Present · 11 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
February 2009 - July 2014 · 5 yrs 5 mos
J.P. Morgan Securities LLC
February 2009 - May 2012 · 3 yrs 3 mos
J. P. Morgan Securities INC.
August 2007 - August 2007 · 0 mos
J.P. Morgan Securities INC.Broker
August 2007 - August 2007 · 0 mos
J.P. Morgan Institutional Investments INC.Broker
September 2005 - May 2007 · 1 yr 8 mos
Deloitte & Touche Investment Advisors LLC
April 2004 - August 2005 · 1 yr 4 mos
State Registrations31 states
ALARAZCACOCTFLGAIAILINKSKYMAMDMEMIMNMONCNDNJNYOHPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.