James Brown
James Brown is a registered investment advisor at First Advisors National, LLC, based in Fairfield, CA, with 16 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,858 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.85% |
Advisory fees are negotiable up to a maximum of 1.85% per year. Fees exclude transaction fees, account maintenance fees, and administrative costs.
Fee Estimator
Location
Fairfield, CA
Get directionsHistory
Regulatory History (1)
Judgment / Lien
October 2007Other Business ActivitiesSells Insurance
James is an Executive National VP at Freedom Equity Group, providing insurance-related services, primarily life insurance and fixed annuities, since 2012. This activity is nearly full-time.
Employment History
Current Registrations
First Advisors National, LLC
Previous Registrations
Transamerica Financial Advisors, INC.
Investment Advisors International, INC.
Investment Advisors International, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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