Kelly Almonte is a registered investment advisor, based in Cranston, RI, with 19 years of industry experience.
Location
1000 Chapel View Blvd, Suite 200, Cranston, RI, 02920
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kelly works as a registered field assistant for The Northeast Investment Group, providing customer service. This role is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
Kestra Private Wealth Services, LLC
May 2018 - Present · 8 yrs
Kestra Investment Services, LLCBroker
May 2018 - Present · 8 yrs
Previous Registrations
UBS Financial Services INC.
June 2014 - June 2018 · 4 yrs
UBS Financial Services INC.Broker
August 2007 - June 2018 · 10 yrs 10 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - August 2007 · 4 mos
Morgan Stanley Dw INC.Broker
May 2006 - April 2007 · 11 mos
State Registrations2 states
MARI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.