Mary Erwin is a CFA-designated registered investment advisor at O'shaughnessy Asset Management, LLC, based in Stamford, CT, with 11 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,156 clients with $20B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OSAM's fees are based on a percentage of the assets they manage. The fees vary depending on the specific investment strategy. For the Canvas Managed Options Strategies, the annual management fee is:
- First $0 to $25 million: 0.45%
- $25,000,001 - $50,000,000: 0.35%
- $50,000,001 - $75,000,000: 0.25%
- $75,000,001 +: 0.20%
Location
100 First Stamford Place, Stamford, CT, 06902
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
O'shaughnessy Asset Management, LLC
Previous Registrations
Russell Investments
Russell Investments Financial Services, LLCBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Captrust
Capfinancial Securities, LLC.Broker
Blackrock Investment Management, LLC
Blackrock Investments, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
J.P. Morgan Securities LLCBroker
Blackrock Investment Management, LLC
Blackrock Investments, LLCBroker
Merrill Lynch Investment Managers LP
Fam Distributors, INC.Broker
T. Rowe Price Advisory Services, INC.
T. Rowe Price Investment Services, INC.Broker
Raymond James & Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.