Claire Noel is a CFA-designated registered investment advisor at O'shaughnessy Asset Management, LLC, based in Stamford, CT, with 5 years of industry experience. Claire operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 11,156 clients with $20B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25.0M | 0.85% |
| $25.0M - $100.0M | 0.75% |
| $100M+ | 0.60% |
Fees vary significantly depending on the specific strategy selected (ranging from 0.35% to 1.15%). The schedule shown reflects the Small Cap Growth strategy. Other strategies have different tiers and flat rates.
Fee Estimator
Location
100 First Stamford Place, Stamford, CT, 06902
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Claire is a passive investor in a limited partnership for private equity investments and a shareholder in a brewery corporation. She is not involved in the management of either business and does not conduct any business during market hours.
Employment History
Current Registrations
O'shaughnessy Asset Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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