PM
PM

Paul Kenneth Marshall

21 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
406 clients
Average Client Portfolio
$565K average
Assets Under Management
$229.2M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
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Location

9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Paul is an organizer for the St Baldricks Foundation, a nonprofit, and handles contributed funds. This activity requires a few hours per week of Paul's time.

Employment History
Current Registrations
Swbc Investment Company
February 2015 - Present · 11 yrs
Swbc Investment Services, LLC
February 2015 - Present · 11 yrs
Swbc Investment Services, LLCBroker
February 2015 - Present · 11 yrs
Previous Registrations
Advisors Asset Management, INC.
July 2005 - February 2015 · 9 yrs 7 mos
Advisors Asset Management, INC.Broker
June 2005 - February 2015 · 9 yrs 8 mos
Morgan Stanley
July 2004 - June 2005 · 11 mos
Morgan Stanley Dw INC.Broker
June 2004 - June 2005 · 1 yr
State Registrations3 states
CAMOTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.