Azita Simler is a registered investment advisor at Tradewinds Capital Management, LLC, based in Bellingham, WA, with 13 years of industry experience. Azita operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,419 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.90% |
| $250K - $500K | 0.85% |
| $500K - $750K | 0.80% |
| $750K - $1.0M | 0.75% |
| $1.0M - $2.0M | 0.70% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $5.0M | 0.50% |
| $5M+ | 0.40% |
Alternative fee schedules exist for annuity contracts (0.75%), 501(c)(3) charities (0.50%), and extended family members of advisors (0.50%).
Fee Estimator
Location
2211 Rimland Drive, Suite 401, Bellingham, WA, 98226
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Azita is a part-time employee of Nathan Simler Ballroom, where she performs bookkeeping, website, marketing, and office support functions since 2010. She dedicates about 10-20% of her time to this non-investment related business.
Employment History
Current Registrations
Tradewinds Capital Management, LLC
Previous Registrations
Saturna Capital Corporation
Saturna Brokerage Services, INCBroker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.