Azita Simler is a registered investment advisor at Tradewinds Capital Management, LLC, based in Bellingham, WA, with 14 years of industry experience. Azita operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 2,238 clients with $730M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.90% |
| $250K - $500K | 0.85% |
| $500K - $750K | 0.80% |
| $750K - $1.0M | 0.75% |
| $1.0M - $2.0M | 0.70% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $5.0M | 0.50% |
| $5M+ | 0.40% |
Alternative schedules apply to certain assets: annuities at 0.75%, 501(c)(3) charities at 0.50%, homeowners' associations at 0.50%, and extended family members at 0.50%. Legacy stock, mutual fund, and fixed income positions are charged 0.00%. Fees are negotiable.
Fee Estimator
Location
2211 Rimland Drive, Suite 401, Bellingham, WA, 98226
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Azita is a part-time employee of Nathan Simler Ballroom, where she performs bookkeeping, website, marketing, and office support functions since 2010. She dedicates about 10-20% of her time to this non-investment related business.
Employment History
Current Registrations
Tradewinds Capital Management, LLC
Previous Registrations
Saturna Capital Corporation
Saturna Brokerage Services, INCBroker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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