Tradewinds Capital Management provides investment advisory services and financial planning for individuals, business entities, trusts, estates, and charitable organizations. The firm builds customized portfolios using mutual funds and exchange-traded funds through three primary investment styles: a quantitative momentum approach, a hybrid static-and-tactical approach, and a broad passive approach focused on low fees and low turnover. Clients can choose discretionary or non-discretionary management. Tradewinds Capital Management also assists retirement plan sponsors with plan consulting and helps manage held-away accounts like 401(k)s using online platforms. Financial planning and consulting covering estate and insurance planning are generally included as part of the investment management services, but can also be hired on a standalone basis.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.90% |
| $250K - $500K | 0.85% |
| $500K - $750K | 0.80% |
| $750K - $1.0M | 0.75% |
| $1.0M - $2.0M | 0.70% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $5.0M | 0.50% |
| $5M+ | 0.40% |
Alternative schedules apply to certain assets: annuities at 0.75%, 501(c)(3) charities at 0.50%, homeowners' associations at 0.50%, and extended family members at 0.50%. Legacy stock, mutual fund, and fixed income positions are charged 0.00%. Fees are negotiable.