Tradewinds Capital Management offers investment management, financial planning, and retirement consulting services. Investment management is offered on a discretionary or non-discretionary basis, with fees based on a percentage of assets managed. Financial planning covers investment and non-investment related matters. Retirement consulting assists sponsors of self-directed retirement plans. Tradewinds offers three investment management styles: Tradewinds, Waypoint, and Bellwether, each with different approaches to asset allocation and fees. Tradewinds uses Pontera to manage held-away accounts. Clients are responsible for notifying Tradewinds of any changes in their financial situation or investment objectives.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.90% |
| $250K - $500K | 0.85% |
| $500K - $750K | 0.80% |
| $750K - $1.0M | 0.75% |
| $1.0M - $2.0M | 0.70% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $5.0M | 0.50% |
| $5M+ | 0.40% |
Alternative fee schedules exist for annuity contracts (0.75%), 501(c)(3) charities (0.50%), and extended family members of advisors (0.50%).