David Capozzi
David Capozzi is a registered investment advisor at MML Investors Services, LLC, based in Brentwood, TN, with 22 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
8115 Isabella Lane, Suite 5, Brentwood, TN, 37027
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2018Customer Dispute
March 2018Other Business ActivitiesSells Insurance
David is an enrolled agent providing CPA/tax preparation services, a notary public for the state of Tennessee, and receives post-employment trail commissions from fixed life insurance. These activities require minimal time commitment.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Wilbanks Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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