Maria Moller is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Chicago, IL, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

110 N Wacker Dr, Pbig - Chicago, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Maria is a member of Beaute Pacifique US LLC, helping her father distribute Danish skincare products, dedicating a few hours per week. She is also a board member of her homeowner's association, spending minimal time on it.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2022 - Present · 4 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
October 2020 - June 2022 · 1 yr 8 mos
UBS Financial Services INC.Broker
August 2020 - June 2022 · 1 yr 10 mos
Citadel Clearing LLCBroker
July 2019 - July 2020 · 1 yr
Goldman Sachs & CO. LLCBroker
January 2011 - October 2018 · 7 yrs 9 mos
Deutsche Bank Securities INC.Broker
August 2010 - January 2011 · 5 mos
Deutsche Bank Securities INC.
July 2010 - January 2011 · 6 mos
Morgan Stanley & CO. Incorporated
January 2005 - August 2008 · 3 yrs 7 mos
Morgan Stanley & CO. IncorporatedBroker
January 2005 - August 2008 · 3 yrs 7 mos
Sunamerica Securities, INC.Broker
June 2004 - February 2005 · 8 mos
Sentra Securities CorporationBroker
June 2004 - December 2004 · 6 mos
Spelman & CO., INC.Broker
June 2004 - December 2004 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Maria Moller - Financial Advisor | TrueAdvisor