Lisa Aschenbeck is a registered investment advisor, based in Lago Vista, TX, with 21 years of industry experience.
Location
Lago Vista, TX
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lisa is a partner in Texan Tree Depot, though not involved in the tree farm itself. She is also an independent insurance agent and an advisory representative of a RIA, spending about half of her time on the latter.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
January 2010 - Present · 16 yrs 4 mos
Cambridge Investment Research, INC.Broker
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
New England Securities Corporation
August 2006 - January 2010 · 3 yrs 5 mos
New England SecuritiesBroker
July 2006 - January 2010 · 3 yrs 6 mos
Thrivent Investment Management INC.
July 2004 - July 2006 · 2 yrs
Thrivent Investment Management INC.Broker
June 2004 - July 2006 · 2 yrs 1 mo
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.