Leslie Quick is a registered investment advisor, based in New York, NY, with 19 years of industry experience.
Location
680 Fifth Avenue, 22nd Floor, New York, NY, 10019
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Regulatory History (1)
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Customer Dispute
December 2011Denied
Other Business Activities
Leslie is a board member at Sacred Heart School, dedicating minimal time to this role. She also owns a small percentage of Q-III Family Partnership, formed for investing purposes, and spends minimal time on this activity.
Employment History
Current Registrations
Finalis Securities LLC
August 2025 - Present · 9 mos
Finalis Securities LLCBroker
August 2025 - Present · 9 mos
The Quick Group LLC
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Roberts & Ryan, INC.Broker
February 2025 - June 2025 · 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
December 2015 - February 2025 · 9 yrs 2 mos
Stifel, Nicolaus & Company, Incorporated
December 2015 - February 2025 · 9 yrs 2 mos
Barclays Capital INC.
January 2009 - December 2015 · 6 yrs 11 mos
Barclays Capital INC.Broker
September 2008 - December 2015 · 7 yrs 3 mos
Lehman Brothers INC.
October 2007 - October 2008 · 1 yr
Lehman Brothers INC.Broker
February 2007 - September 2008 · 1 yr 7 mos
Labranche & CO. LLCBroker
June 2005 - August 2005 · 2 mos
Labranche & CO. LLCBroker
June 2004 - July 2004 · 1 mo
State Registrations4 states
FLNJNYTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.