Yu Li
Yu Li is a registered investment advisor at Ip Financial Advisory Services LLC, based in New York, NY, with 4 years of industry experience. Yu operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 2,041 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IP Financial Advisory Services offers managed account programs where clients pay a fee for portfolio management. Representatives customize investment portfolios based on the client's risk tolerance and investment objectives, monitoring performance and rebalancing as needed. The firm has full discretion over client accounts, but clients can set restrictions. The minimum initial investment is negotiable.
Location
1384 Broadway Suite 1602, New York, NY, 10018
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Regulatory History (1)
Financial
July 2019Other Business Activities
Yu works as a senior accountant at B. Riley Wealth Tax Services, providing tax services. This takes nearly full-time hours during securities trading hours.
Employment History
Current Registrations
Ip Financial Advisory Services LLC
Innovation Partners LLC
Innovation Partners LLCBroker
Previous Registrations
B. Riley Wealth Advisors, INC.
B. Riley Wealth ManagementBroker
M Holdings Securities, INC.
Opus Trading Fund LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.