Robert Smith is a registered investment advisor at Morgan Stanley, based in Hunt Valley, MD, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
303 International Circle, Suite 500, Hunt Valley, MD, 21030
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
April 2018 - Present · 8 yrs 1 mo
Morgan StanleyBroker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
April 2011 - March 2018 · 6 yrs 11 mos
Wells Fargo Clearing Services, LLC
April 2011 - March 2018 · 6 yrs 11 mos
PNC InvestmentsBroker
August 2006 - August 2009 · 3 yrs
PNC Investments
August 2006 - August 2009 · 3 yrs
American Express Financial Advisors, INC.
October 2004 - April 2005 · 6 mos
American Express Financial Advisors INC.Broker
August 2004 - April 2005 · 8 mos
Ids Life Insurance CompanyBroker
August 2004 - April 2005 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.