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CFP
BD
CFP

Brandon Dixon-James

LPL Financial LLC
22 Years of Experience
Fresno, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Brandon Dixon-James is a CFP-designated registered investment advisor at LPL Financial LLC, based in Fresno, CA, with 22 years of industry experience. Brandon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

590 W Alluvial Ave Ste 103, Fresno, CA, 93711

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brandon is an insurance agent for fixed and variable products, dedicating minimal time to this activity. He also operates Resilient Wealth Management Incorporated as a DBA for his LPL business, which requires no time commitment.

Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
LPL Financial LLCBroker
May 2025 - Present · 1 yr 5 mos
Nwf Advisory Services INC
October 2013 - Present · 13 yrs
Previous Registrations
Osaic Wealth, INC.
January 2013 - May 2025 · 12 yrs 4 mos
Osaic Wealth, INC.Broker
January 2013 - May 2025 · 12 yrs 4 mos
J.P. Morgan Securities LLC
October 2012 - January 2013 · 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2013 · 3 mos
Chase Investment Services CORP.
February 2010 - October 2012 · 2 yrs 8 mos
Chase Investment Services CORP.Broker
February 2010 - October 2012 · 2 yrs 8 mos
Citigroup Global Markets INC.
August 2008 - January 2010 · 1 yr 5 mos
Citigroup Global Markets INC.Broker
August 2008 - January 2010 · 1 yr 5 mos
Wamu Investments, INC.
January 2007 - August 2008 · 1 yr 7 mos
Wamu Investments, INC.Broker
January 2007 - August 2008 · 1 yr 7 mos
Prudential Financial Planning Services
January 2005 - January 2007 · 2 yrs
Pruco Securities, LLC.Broker
July 2004 - January 2007 · 2 yrs 6 mos
State Registrations27 states
ALAZCACOCTFLGAIDKSLAMDMOMSMTNCNJNMNVOHORPATXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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