Charlotte Adcock
Charlotte Adcock is a registered investment advisor at LPL Financial LLC, based in Gilbert, AZ, with 22 years of industry experience. Charlotte is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Gilbert, AZ
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2009Other Business Activities
Charlotte provides consultative recommendations for budgeting through Adcock Financial Strategies, LLC. This activity takes about 10-20% of Charlotte's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial Corporation
Financial and Investment Management Advisors, INC.
Mutual Service CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Edward JonesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michael SammonsLPL Financial LLC
- Vince LagattaLPL Financial LLC
- Matthew Graffagnino, CFPNorthstar Investment Advisory LLC
- Lynnae Brown, CFPRedeem Wealth Management
- Joshua Robinson, CFPWest Ridge Advisors
- Addison Taylor, CFPBuild Wealth Partners