Vince Lagatta
Vince Lagatta is a registered investment advisor at Osaic Wealth, INC., based in Gilbert, AZ, with 27 years of industry experience. Vince operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
890 W Elliot Road, Suite 101, #129, Gilbert, AZ, 85233
Get directionsHistory
Regulatory History (5)
Customer Dispute
January 2026Customer Dispute
October 2024Customer Dispute
June 2024Customer Dispute
May 2014Customer Dispute
June 2013Other Business ActivitiesSells Insurance
Vince works as a financial advisor for Raise Asset Management, dedicating a few hours per week. He also engages in insurance sales and services for various carriers, directs a non-profit religious organization, and manages a high school baseball program.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
PNC Investments
PNC InvestmentsBroker
PNC Managed Account Solutions, INC.
Bbva Securities INC.Broker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
Citicorp Investment ServicesBroker
Linsco/private Ledger CORP.Broker
Bisys Brokerage Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.