Ellen Rankin is a registered investment advisor at UBS Financial Services INC., based in Charlotte, NC, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
6100 Fairview Road, 9th Floor, Charlotte, NC, 28211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ellen is a majority member of 2601 Richardson LLC, which owns her personal residence, and proprietor of Truffle Shuffle LLC, which also owns her primary residence. She also serves on the board of directors for several non-profit organizations, including Women's Impact Fund, Good Friends Charlotte, and YWCA Central Carolinas, and is a member of the Finance committee at Charlotte Country Club.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Credit Suisse Securities (USA) LLCBroker
State Registrations29 states
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