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FM
ChFC
FM
ChFC

Francis Miller

Pks Advisory Services, LLC
18 Years of Experience
Chesterfield, VA
5 DisclosuresBroker
View SEC Summary
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Francis Miller is a ChFC-designated registered investment advisor at Pks Advisory Services, LLC, based in Chesterfield, VA, with 18 years of industry experience. Francis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 4,892 clients with $1.1B in assets under management.

Pks Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
4,892 clients
Average Client Portfolio
$223K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The annual fee varies up to 2.00% depending on assets under management, services rendered, and advisor experience. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Chesterfield, VA

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2022
Final
Financial
September 2019
Final
Financial
September 2018
Final
Financial
July 2018
Final
Financial
June 2018
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Pks Advisory Services, LLC
July 2023 - Present · 3 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
November 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
August 2017 - August 2022 · 5 yrs
Wells Fargo Clearing Services, LLC
August 2017 - August 2022 · 5 yrs
MML Investors Services, LLC
February 2016 - August 2017 · 1 yr 6 mos
MML Investors Services, LLCBroker
January 2016 - August 2017 · 1 yr 7 mos
AXA Advisors, LLC
February 2014 - June 2014 · 4 mos
AXA Advisors, LLCBroker
February 2014 - June 2014 · 4 mos
Wells Fargo Advisors, LLCBroker
October 2013 - February 2014 · 4 mos
Wells Fargo Advisors, LLC
October 2013 - February 2014 · 4 mos
Pruco Securities, LLC.Broker
September 2011 - August 2013 · 1 yr 11 mos
New England Securities Corporation
April 2008 - October 2011 · 3 yrs 6 mos
Walnut Street Securities, INC.
April 2008 - October 2011 · 3 yrs 6 mos
Metlife Securities INC.
April 2008 - October 2011 · 3 yrs 6 mos
Tower Square Securities, INC.
April 2008 - October 2011 · 3 yrs 6 mos
Metlife Securities INC.Broker
March 2008 - October 2011 · 3 yrs 7 mos
New England SecuritiesBroker
March 2008 - October 2011 · 3 yrs 7 mos
Tower Square Securities, INC.Broker
March 2008 - October 2011 · 3 yrs 7 mos
Walnut Street Securities, INC.Broker
March 2008 - October 2011 · 3 yrs 7 mos
Ameriprise Financial Services, INC.Broker
May 2007 - November 2007 · 6 mos
Ameriprise Financial Services, INC.
May 2007 - November 2007 · 6 mos
PNC Investments
March 2006 - July 2006 · 4 mos
PNC InvestmentsBroker
February 2006 - July 2006 · 5 mos
Nylife Securities INC.Broker
May 2005 - November 2005 · 6 mos
State Registrations3 states
NYVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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