Robert Arroyo
Robert Arroyo is a registered investment advisor at Duncan Financial Planning Advisors, based in Clearwater, FL, with 21 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 2 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Location
2451 McMullen Booth Road, Suite 268, Clearwater, FL, 33759
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2008Customer Dispute
February 2008Other Business ActivitiesSells Insurance
Robert is an advisory representative of a registered investment advisor (RIA) and spends nearly full-time on this role. He is also an independent insurance agent and dedicates about 10-20% of his time to this activity, and owns a vending machine distribution business, also dedicating about 10-20% of his time.
Employment History
Current Registrations
Duncan Financial Planning Advisors
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cetera Investment Advisers LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
LPL Financial LLC
LPL Financial LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.