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Margaret Lunsford

22 Years of Experience
Roseville, CA
1 DisclosureBroker

Margaret Lunsford is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Roseville, CA, with 22 years of industry experience. Margaret is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

1400 Rocky Ridge Drive, Suite 250, Roseville, CA, 95661

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2010
Denied
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
September 2021 - Present · 5 yrs 1 mo
Robert W. Baird & CO. IncorporatedBroker
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - September 2021 · 13 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - September 2021 · 13 yrs 8 mos
Citigroup Global Markets INC.
July 2007 - January 2008 · 6 mos
Citigroup Global Markets INC.Broker
May 2007 - January 2008 · 8 mos
Citicorp Investment ServicesBroker
December 2006 - May 2007 · 5 mos
Wells Fargo Investments, LLCBroker
October 2005 - December 2006 · 1 yr 2 mos
Wm Financial Services, INC.Broker
September 2004 - October 2005 · 1 yr 1 mo
State Registrations11 states
AZCADEFLIDMINHNVORTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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