Robert Holden
Robert Holden is a registered investment advisor at Commonwealth Financial Network, based in New York, NY, with 19 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
295 Madison Ave, Ste 915, New York, NY, 10017
Get directionsHistory
Regulatory History (1)
Criminal
February 2004Other Business ActivitiesSells Insurance
Robert sells fixed insurance, co-owns rental property, and co-owns multiple businesses including ACS Advisory and Planning Services, LLC, Imperity Insurance Services, LLC, and Imperity Advisors, LLC. He also refers clients to Imperity Tax for tax preparation services and provides tax preparation and planning services through Imperity Group, LLC DBA Imperity Tax.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Allstate Financial Services, LLCBroker
Equity Services, INC.Broker
Princor Financial Services CorporationBroker
Nylife Securities INC.Broker
Fordham Financial Management, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.