James Sego
James Sego is a CFP-designated registered investment advisor at Sego Wealth Management, LLC, based in Collierville, TN, with 10 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 43 clients with $17M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are generally negotiable and billed quarterly in arrears.
Fee Estimator
Location
1121 Poplar View Lane N., Suite 1, Collierville, TN, 38017
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent agent with Executive Benefits Wealth, LLC, offering clients life insurance and fixed annuity solutions since 2000. This takes about half of his time, including time during securities trading hours, and involves sales and consulting.
Employment History
Current Registrations
Sego Wealth Management, LLC
Previous Registrations
Foundations Investment Advisors LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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