Paul Massie is a CFA-designated registered investment advisor at 13d Management LLC, based in New York, NY, with 18 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee is 1.50% annually for the 13D Activist Fund. The firm has not taken a management fee from clients since October 2023.
Fee Estimator
Location
152 West 57th Street, 16th Floor, New York, NY, 10019
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Paul is a Managing Director - Client Portfolio Specialist at 13D Management, LLC, promoting the 13 Activist mutual fund and LP. This investment-related activity takes nearly full-time hours.
Employment History
Current Registrations
13d Management LLC
Foreside Financial Services, LLC
Foreside Financial Services, LLCBroker
Previous Registrations
Foreside Fund Services, LLCBroker
Innovative Portfolios LLC
Arbor Court Capital, LLCBroker
Sheaff Brock Investment Advisors, LLC
New York Life Investment Management LLC
Nylife Distributors LLCBroker
Nylife Securities LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations51 states
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