Thomas Hayn is a registered investment advisor at Aegis Capital CORP., based in New York, NY, with 21 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.
If most transaction costs are charged to you:
- First $250,000 - maximum 2.50% per year
- Next $750,000 - maximum 2.25% per year
- Over $1,000,000 - maximum 2.00% per year
If most transaction costs are charged to Aegis:
- First $250,000 - maximum 3.00% per year
- Next $750,000 - maximum 2.75% per year
- Over $1,000,000 - maximum 2.50% per year
The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.
Location
1345 Avenue of the Americas, 27th Floor, New York, NY, 10105
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
November 2025Customer Dispute
September 2019Customer Dispute
August 2014Employment History
Current Registrations
Aegis Capital CORP.
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Citizens Securities, INC.Broker
Citizens Securities, INC.
Santander Securities
Santander Securities LLCBroker
New England Securities Corporation
New England SecuritiesBroker
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.