Tracey Dean
Tracey Dean is a CFP-designated registered investment advisor at Oneamerica Securities, INC., based in Millcreek, UT, with 18 years of industry experience. Tracey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 2,118 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OneAmerica Securities (OAS) offers investment management through various programs, including:
- Portfolio Choice Program: Offered through arrangements with Envestnet, Sawtooth, and Lockwood. These programs include Discretionary Management Programs, Separately Managed Account Programs, and Unified Managed Account Programs. OAS representatives do not have discretionary investment authority in these programs.
- Advisor Managed Portfolios (AMP): OAS representatives serve as the account managers on a discretionary basis.
Fees are based on a percentage of the assets managed, generally between 0.25% and 2.00%. The fee is agreed upon by the representative and the client and depends on the account type, investments selected, and assets under management.
Location
Millcreek, UT
Get directionsHistory
Regulatory History (2)
Judgment / Lien
November 2018Judgment / Lien
June 2012Other Business ActivitiesSells Insurance
Tracey sells non-variable insurance products, including fixed life and fixed annuities. She is also writing a book on financial education and preparing taxes, and is a board member of the Utah LGBTQ+ Chamber of Commerce.
Employment History
Current Registrations
Oneamerica Securities, INC.Broker
Oneamerica Securities, INC.
Previous Registrations
Ip Financial Advisory Services LLC
Innovation Partners LLC
Innovation Partners LLCBroker
Lincoln InvestmentBroker
Legend Advisory Corporation
Legend Equities CorporationBroker
Girard Securities, INC.
Girard Securities, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.