David Gardner
David Gardner is a registered investment advisor at Diversify Wealth Management, LLC, based in Orem, UT, with 21 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 10 more. Their firm serves 4,857 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $3.0M | 0.85% |
| $3.0M - $4.0M | 0.70% |
| $4.0M - $5.0M | 0.70% |
| $5M+ | 0.50% |
Fees are negotiable. Maximum annual advisory fee across programs is generally 2.00%. Additional strategy fees may apply depending on the platform.
Fee Estimator
Location
980 East 800 North, Suite 203, Orem, UT, 84097
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2010Other Business ActivitiesSells Insurance
David is a partner at Caliber Select Insurance LLC, dedicating minimal time to bookkeeping and new agent hires. He is also president of 112 Ventures LLC, a bookkeeping and tax planning company, and a partner at Thirty Three, LLC, a private corporation managing investments, dedicating minimal time to each. Finally, David is a managing partner at Caliber Wealth Management, an RIA, spending nearly all of his time providing investment advisory services.
Employment History
Current Registrations
Diversify Wealth Management, LLC
Dfpg Investments, LLCBroker
Previous Registrations
Caliber Wealth Management, LLC
Triad Advisors, INC.Broker
Riggs Capital Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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