Brian Goldberg is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
May 2016 - Present · 10 yrs
Morgan Stanley
May 2016 - Present · 10 yrs
Previous Registrations
UBS Financial Services INC.Broker
July 2015 - May 2016 · 10 mos
UBS Financial Services INC.
July 2015 - May 2016 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2010 - July 2015 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2010 - July 2015 · 5 yrs 2 mos
Citigroup Global Markets INC.Broker
May 2007 - May 2010 · 3 yrs
Citicorp Investment ServicesBroker
March 2006 - May 2007 · 1 yr 2 mos
Nylife Securities INC.Broker
May 2005 - February 2006 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.