Michel Smith
Michel Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Bellevue, WA, with 21 years of industry experience. Michel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
500 108th Ave NE Ste 765, Bellevue, WA, 98004
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michel is an independent insurance agent selling fixed insurance products since 2011, dedicating full-time hours. He also owns Michel D Smith, LLC, a tax and marketing entity, and is involved with Weststar Prosperity Partners, Plannetics, LLC, and Plannetics Financial, all related to financial services, dedicating full-time hours to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.