Leo Dierckman is a registered investment advisor at Oppenheimer Asset Management, based in Carmel, IN, with 21 years of industry experience. Leo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 43,537 clients with $21B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.80% |
Maximum fees vary by strategy: Insurance accounts at 0.40%, Cash Management, Tax-Exempt Bond Laddered Portfolios, and general accounts at 0.80%, High Yield at 1.00%, and High Yield Tax-Exempt at 1.25%. Fees are negotiable.
Fee Estimator
Location
630 West Carmel Drive, Suite 250, Carmel, IN, 46039
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Oppenheimer Asset Management
Previous Registrations
Oppenheimer Asset Management
40/86 Advisors, INC.
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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