TrueAdvisor
TrueAdvisor
LD
LD

Leo John Dierckman

Oppenheimer Asset Management
20 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Oppenheimer Asset Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
44,391 clients
Average Client Portfolio
$450K average
Assets Under Management
$20.0B

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$250

Location

630 West Carmel Drive, Suite 250, Carmel, IN, 46039

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Oppenheimer Asset Management
April 2006 - Present · 19 yrs 10 mos
Previous Registrations
40/86 Advisors, INC.
October 2004 - December 2005 · 1 yr 2 mos
State Registrations5 states
CAFLILINMI
Advisor
Exams
No exam information available for this advisor.