Matthew Ruttenberg
Matthew Ruttenberg is a registered investment advisor at Life, INC. Retirement Services, based in Delaware, OH, with 21 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 321 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $1000K | 1.10% |
| $1.0M - $2.0M | 1.05% |
| $2M+ | 1.00% |
Fees are generally negotiable.
Fee Estimator
Location
Delaware, OH
Get directionsHistory
Regulatory History (2)
Financial
April 2016Customer Dispute
July 2008Other Business ActivitiesSells Insurance
Matthew is an independent insurance agent selling life and group health insurance since 2006, dedicating about 30% of his time to this. He is also an advisory representative of a RIA, co-owner of a financial planning firm, and part-owner of a financial education provider, each taking about a quarter of his time.
Employment History
Current Registrations
Life, INC. Retirement Services
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Fifth Third Securities, INC.Broker
Pruco Securities, LLC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.