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Brian J Gaffney

21 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
153 advisors
Number of Clients
23,131 clients
Average Client Portfolio
$276K average
Assets Under Management
$6.4B

Fee Structure

Minimum Investment:$5K
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Location

123 N. Wacker Dr., Suite 2300, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian operates his LPL business under the DBA IHT Wealth Management, starting in June 2020. He also provides investment advisory services through IHT Wealth Management as a Registered Investment Advisor, dedicating nearly full-time hours to these activities.

Employment History
Current Registrations
Iht Wealth Management LLC
June 2020 - Present · 5 yrs 8 mos
LPL Financial LLCBroker
March 2012 - Present · 13 yrs 11 mos
Previous Registrations
U.S. Wealth Management
March 2012 - June 2020 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2009 - March 2012 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2007 - March 2012 · 4 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
June 2005 - August 2007 · 2 yrs 2 mos
Signator Investors, INC.Broker
July 2004 - July 2005 · 1 yr
State Registrations17 states
ALCACOCTFLILMAMENCNHNJNVNYRITXVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.