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Michael Thigpen

21 Years of Experience
Alpharetta, GA
BrokerSells Insurance

Michael Thigpen is a registered investment advisor at Osaic Wealth, INC., based in Alpharetta, GA, with 21 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

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Location

11175 Cicero Drive, Suite 100, Alpharetta, GA, 30022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is a solicitor for LTAM's iAdvice Symbil, referring prospective clients to their website, dedicating a few hours per week. He is also the President of Evolutions Financial, LLC, a wealth management firm providing financial planning, investment, and risk management, and spends minimal time on this.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
June 2024 - Present · 2 yrs 1 mo
Osaic Wealth, INC.
June 2024 - Present · 2 yrs 1 mo
Previous Registrations
Securities America Advisors, INC.
July 2020 - June 2024 · 3 yrs 11 mos
Securities America, INC.Broker
July 2020 - June 2024 · 3 yrs 11 mos
Investacorp Advisory Services INC
July 2015 - July 2020 · 5 yrs
Investacorp, INC.Broker
June 2015 - July 2020 · 5 yrs 1 mo
Esi Financial Advisors
February 2005 - June 2015 · 10 yrs 4 mos
Equity Services, INC.Broker
October 2004 - June 2015 · 10 yrs 8 mos
Pro-Integrity Securities, INC.Broker
September 2004 - September 2004 · 0 mos
State Registrations11 states
ALFLGAMAMDNCNYOHSCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Thigpen - Financial Advisor | TrueAdvisor