David Mahlan
David Mahlan is a registered investment advisor at Cetera Investment Advisers LLC, based in Fort Wayne, IN, with 21 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
215 W Main St, Fort Wayne, IN, 46802
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is the secretary of a bowling league, spending a few hours per week. He also sells fixed insurance through SWM Agency, LLC and JBC Companies, owns 25% of SSDT Properties, LLC (rental homes), and has power of attorney for his parents.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
Cetera Investment Services LLC
PNC InvestmentsBroker
PNC Investments
Natcity Investments, INC.
Natcity Investments, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations14 states
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