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Eric Liu

5 Years of Experience
New York, NY

Eric Liu is a registered investment advisor at Vanda Research CORP, based in New York, NY, with 5 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 33 clients.

Compensation
Fixed/Hourly
Firm Size
2 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

401 Park Avenue South, Suite 929, New York, NY, 10016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric is a Director, Minority Shareholder, and Founding Partner at Vanda Securities PTE. LTD. since 2014, and a Director at Vanda Research LTD. since 2019, both research firms; he spends minimal time on these activities.

Employment History
Current Registrations
Vanda Research CORP
March 2021 - Present · 5 yrs 2 mos
State Registrations3 states
CAFLNY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Liu - Financial Advisor | TrueAdvisor