Brian Catanella
Brian Catanella is a registered investment advisor at UBS Financial Services INC., based in Philadelphia, PA, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
1735 MARKET STREET, 44th Floor, Mellon Bank Ctr., Philadelphia, PA, 19103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian is involved in several outside business activities, including being a member of Philadelphia SHRM, serving on committees for Tesseract School and NAPA, and participating in UrbanPromise Ministries. He is also writing a book for self-publication and overseeing facilities, programs, and the budget for the First Presbyterian Church of Moorestown.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Cohen & Steers Securities, LLCBroker
Haverford Financial Services, INC.
AXA Advisors, LLCBroker
State Registrations21 states
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