Collin Fingon
Collin Fingon is a registered investment advisor at International Assets Investment Management, LLC, based in Rutland, VT, with 22 years of industry experience. Collin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Fees are negotiable up to an annual maximum of 3.00% depending on portfolio size, transaction fee inclusion, and service complexity.
Fee Estimator
Location
Rutland, VT
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
September 2024Customer Dispute
April 2008Other Business ActivitiesSells Insurance
Collin is an advisor with International Assets Investment Management, LLC and owner of Prosperity Wealth Management, LLC, dedicating full-time hours to each. He also has involvement in a restaurant/bar, a preservation trust, a management company, a school board, and a property management company, all requiring minimal time.
Employment History
Current Registrations
International Assets Investment Management, LLC
Global Assets Advisory, LLC
Previous Registrations
Cetera Investment Advisers LLC
Bright Futures Wealth Management, LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
H. Beck, INC.
H. Beck, INC.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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