Sean Koutsakis is a registered investment advisor at LPL Financial LLC, based in Denver, CO, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2 Steele St., Denver, CO, 80206
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Sean owns multiple rental real estate properties in Florida. He also serves as the U.S. Head of Premier Services West for BMO Bank NA, dedicating full-time hours to this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Bancwest Investment Services, INC. (bwis)
Bancwest Investment Services, INC.Broker
Bbva Compass Investment Solutions, INCBroker
Northwestern Mutual Investment Services, LLCBroker
Ameriprise Financial Services, INC.Broker
Wm Financial Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.