David Lung is a registered investment advisor at Morgan Stanley, based in Irvine, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1901 Main Street, Suite 700, Irvine, CA, 92614
Get directionsHistory
Regulatory History (3)
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Customer Dispute
September 2009Settled
Customer Dispute
September 2008Settled
Customer Dispute
September 2008Settled
Other Business Activities
David is a partner in multiple rental properties located in Florida and California. He spends minimal time on property management outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
July 2022 - Present · 3 yrs 10 mos
Morgan Stanley
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Raymond James & Associates, INC.
May 2019 - August 2022 · 3 yrs 3 mos
Raymond James & Associates, INC.Broker
May 2019 - August 2022 · 3 yrs 3 mos
Wells Fargo Clearing Services, LLC
January 2011 - May 2019 · 8 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - May 2019 · 8 yrs 4 mos
Wells Fargo Investments, LLC
September 2008 - January 2011 · 2 yrs 4 mos
Wells Fargo Investments, LLCBroker
September 2008 - January 2011 · 2 yrs 4 mos
Uvest Financial Services Group, INC.
March 2007 - August 2008 · 1 yr 5 mos
Colonial Brokerage, INC.Broker
September 2006 - August 2008 · 1 yr 11 mos
Colonial Asset Management INC
September 2006 - August 2008 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2005 - August 2006 · 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2005 - August 2006 · 10 mos
UBS Financial Services INC.
November 2004 - October 2005 · 11 mos
UBS Financial Services INC.Broker
September 2004 - October 2005 · 1 yr 1 mo
State Registrations21 states
AZCACODEFLGAHIILINMANCNVNYORSCSDTXVAVirgin IslandsWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.