TN
TN
Thomas Nixon is a registered investment advisor at Morgan Stanley, based in Palm Desert, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
74199 El Paseo, Suite 201, Palm Desert, CA, 92260
Get directionsHistory
Regulatory History (3)
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Financial
April 2017Final
Customer Dispute
February 2009Denied
Customer Dispute
October 2008Settled
Employment History
Current Registrations
Morgan StanleyBroker
September 2010 - Present · 15 yrs 8 mos
Morgan Stanley
September 2010 - Present · 15 yrs 8 mos
Previous Registrations
Chase Investment Services CORP.Broker
September 2005 - September 2010 · 5 yrs
Chase Investment Services CORP.
September 2005 - September 2010 · 5 yrs
Merrill Lynch Pierce Fenner & Smith INC.
December 2004 - August 2005 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2004 - August 2005 · 10 mos
State Registrations43 states
AZCACOCTDCDEFLGAHIIAIDILINKSLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHORPAPRRISCTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.