AC
CFP
AC
CFP
Andrew Clark is a CFP-designated registered investment advisor at Morgan Stanley, based in Palm Desert, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
74199 El Paseo, Suite 201, Palm Desert, CA, 92260
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2004Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
December 2008 - June 2009 · 6 mos
Citigroup Global Markets INC.
December 2008 - June 2009 · 6 mos
UBS Financial Services INC.
September 2001 - December 2008 · 7 yrs 3 mos
UBS Financial Services INC.Broker
August 2001 - December 2008 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1999 - August 2001 · 2 yrs 7 mos
State Registrations39 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.